SIPC - In the Media                 var snippet = { config: { instrumentationKey: "0a8d223d-ad64-45d1-88af-707d85cb3ab8" } }; var init = new Microsoft.ApplicationInsights.Initialization(snippet); var appInsights = init.loadAppInsights(); appInsights.trackPageView();            Español    Search Query              About SIPC      Who We Are   We are a non-profit corporation that has been protecting investors for 50 years. We work to restore investors’ cash and securities when their brokerage firm fails. SIPC has recovered billions of dollars for investors.

             Mission SIPC works to restore investors’ assets when a brokerage firm fails financially.        History and Track Record SIPC has restored billions of dollars for investors.        Leadership Our job is to recover missing assets if your brokerage firm fails financially.        The SIPC Logo The SIPC logo means your assets are protected under the Securities Investor Protection Act (SIPA).        The SIPC Fund SIPC maintains resources from which we can draw to restore customer assets.        Statute and Rules SIPC is a non-profit corporation created by Congress some 50 years ago.        SIPC Annual Report The year in review.        Brochures Download or view SIPC brochures here.         Cases & Claims      Cases & Claims   Find claim forms and deadlines for open cases here.SIPC has restored billions of dollars for investors. 

             Filing Deadlines When you file matters. Filing deadlines explained.        How To File a Claim        Claim FAQs        All Open Cases Cases that are still being processed.        How a Liquidation Works Steps SIPC takes to recover customer assets when a brokerage firm fails financially.        How The Claims Process Works What happens when you file a claim.         For Investors      How We Protect You   SIPC has recovered billions of dollars for investors. Our job is to recover missing cash or securities if your brokerage firm has gone out of business.

            What is SIPC? A brief introduction      Watch a short video             When SIPC Gets Involved SIPC steps in when a brokerage firm fails financially, and assets are missing from customer accounts.        What SIPC Protects SIPC protects customer assets when a SIPC-member brokerage firm fails financially.        Investors with Multiple Accounts Understand how SIPC protection works if you have multiple accounts.        Investor FAQs Find answers to your questions.        Fraud Alerts See our latest fraud alerts to protect yourself.        Protecting Yourself Against Fraud Steps you can take to protect yourself from fraud.        SIPC Annual Report The year in review.        Brochures Download or view SIPC brochures here.          For Member Firms      For Member Firms   SIPC member brokerage firms can find information here about filing requirements, the SIPC assessment, and the SIPC logo.

          Member Information Guidelines and tools for SIPC member brokerage firms.

        Assessment Rate        Member FAQs        SIPC Logo Rules        Order Brochures, Signs, and Decals        Fraud Alerts See our latest fraud alerts to protect yourself.      Member Filing Requirements Questions about filing requirements? Call the membership department at (202) 371-8300 or email [email protected].

     How To File Your Assessment Forms (SIPC-6/SIPC-7)     How to File Your Annual Report     How To File Your Agreed-Upon Procedures (AUP) Report     How To File Your Form SIPC-3        Pay your assessment here.        News & Media      News & Media   News releases, brochures, reports, and more.

             News Releases        Speeches and Testimony        Brochures        Annual Reports        In the Media        Media Contact         Contact Us     List Of Members                Search Query            About SIPC   Cases & Claims   For Investors   For Member Firms   News & Media    Contact Us          Search Query          Back   About SIPC   Mission   History and Track Record    Leadership   The SIPC Logo   The SIPC Fund   Statute and Rules   SIPC Annual Report   Brochures    Contact Us         Search Query          Back   Cases & Claims   Filing Deadlines   All Open Cases   How To File a Claim   Claim FAQs   How a Liquidation Works   How The Claims Process Works    Contact Us         Search Query          Back   For Investors   When SIPC Gets Involved   What SIPC Protects   Investors with Multiple Accounts   Investor FAQs   Fraud Alerts   Protecting Yourself Against Fraud   SIPC Annual Report   Brochures    Contact Us         Search Query          Back   For Member Firms    Assessment Rate   Member FAQs   SIPC Logo Rules   Order Brochures, Signs, and Decals   Fraud Alerts   How To File Your Assessment Forms (SIPC-6/SIPC-7)   How to File Your Annual Report   How To File Your Agreed-Upon Procedures (AUP) Report   How To File Your Form SIPC-3   Pay Assessments    Contact Us         Search Query          Back   News & Media   News Releases   Speeches and Testimony   Brochures   Annual Reports   In the Media   Media Contact    Contact Us            List Of Members           In the Media     April, 2021   SIPC CEO Josephine Wang Quoted in Kiplinger Q and A     October 21, 2020   SIPC CEO Josephine Wang Interviewed on Broadcast Retirement Network     October, 2020   SIPC General Counsel Ken Caputo participates in Canadian Investor Protection Fund Podcast "Lessons Learned from Past Crises"     March/April, 2020   Washington Lawyer Profiles SIPC President Josephine Wang     September 23, 2019   The Washington Post’s Personal Finance Column Discusses The Limits of SIPC Protection     September 30, 2019   The Washington Post’s Personal Finance Column Discusses SIPC Protection of Separate Accounts     May 2, 2019   Josephine Wang Discusses Madoff Case and the 2nd Circuit’s Extraterritoriality Decision in American Bankruptcy Institute Podcast     January 15, 2019   NerdWallet Discusses SIPC Protection     January 2, 2019   Savings Accounts Offered by Robinhood Would Not be Eligible for SIPC Protection     December 12, 2018   Stephen Harbeck Interviewed on Bloomberg News     December 11, 2018   Madoff Trustee Releases Short Documentary on 10th Anniversary of Recovery Initiative     May 4, 2017   5 Tips for Dealing with Your Securities Broker by SIPC President/CEO Stephen Harbeck     April 14, 2017   $137.6B Returned to Investors – the Securities Investor Protection Corporation (SIPC) Protects Millions of Investors Against Brokerage Firm Bankruptcies     October 20, 2015   Good Morning America Segment: Officials: Big Payout Coming for Most Madoff Victims     August 25th, 2015   Is Your Stock Brokerage Account Safe? An Interview with SIPC President Steve Harbeck     September 20th, 2012   Irving Picard, David Sheehan and Stephen Harbeck on Piers Morgan Tonight     September 17th, 2008   CNBC's Jane Wells interviews Stephen Harbeck     November 11th, 2011   Stephen Harbeck interviewed on CNBC (Squawk on the Street) about MF Global     December 16th, 2008   SIPC CEO on Madoff Case on Fox Business     November 3rd, 2011   Stephen Harbeck on Bloomberg Television’s InBusiness with Margaret Brennan     December 9th, 2009   Protection Chief Struggles with Madoff Claims from The New York Times by Diana B. Henriques                        Home   About SIPC   Cases & Claims   For Investors   For Member Firms   News & Media   Contact Us   List of Members        Search        Español       Disclaimer   Privacy Policy   Site Map     Get In Touch  Securities Investor Protection Corporation 1667 K St. N.W., Suite 1000 Washington, D.C. 20006-1620  Telephone: (202) 371-8300 Fax: (202) 223-1679 Email: [email protected] 

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