We are a non-profit corporation that has been protecting investors for 50 years. We work to restore investors’ cash and securities when their brokerage firm fails. SIPC has recovered billions of dollars for investors.
Find claim forms and deadlines for open cases here.
SIPC has restored billions of dollars for investors.
SIPC has recovered billions of dollars for investors. Our job is to recover missing cash or securities if your brokerage firm has gone out of business.
SIPC member brokerage firms can find information here about filing requirements, the SIPC assessment, and the SIPC logo.
Guidelines and tools for SIPC member brokerage firms.
Questions about filing requirements? Call the membership department at (202) 371-8300 or email [email protected].
News releases, brochures, reports, and more.
Questions about filing forms should be directed to the Membership department at (202) 371-8300 or [email protected]. The filing forms are provided as fillable Acrobat PDF forms. Please go here if you need assistance using Adobe Reader to complete a form.
SIPC-3, Certification of Exclusion from Membership. Must be completed and filed only by excluded persons no later than 30 days after the effective date of their 1934 Act registration and annually thereafter no later than 30 days after the beginning of each fiscal year.
Securities Investor
Protection Corporation
1667 K St. N.W., Suite 1000
Washington, D.C. 20006-1620
Telephone: (202) 371-8300
Fax: (202) 223-1679
Email: [email protected]