SIPC - Cases & Claims
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About SIPC
Who We Are
We are a non-profit corporation that has been protecting investors for 50 years. We work to restore investors’ cash and securities when their brokerage firm fails. SIPC has recovered billions of dollars for investors.
Mission
SIPC works to restore investors’ assets when a brokerage firm fails financially.
History and Track Record
SIPC has restored billions of dollars for investors.
Leadership
Our job is to recover missing assets if your brokerage firm fails financially.
The SIPC Logo
The SIPC logo means your assets are protected under the Securities Investor Protection Act (SIPA).
The SIPC Fund
SIPC maintains resources from which we can draw to restore customer assets.
Statute and Rules
SIPC is a non-profit corporation created by Congress some 50 years ago.
SIPC Annual Report
The year in review.
Brochures
Download or view SIPC brochures here.
Cases & Claims
Cases & Claims
Find claim forms and deadlines for open cases here.SIPC has restored billions of dollars for investors.
Filing Deadlines
When you file matters. Filing deadlines explained.
How To File a Claim
Claim FAQs
All Open Cases
Cases that are still being processed.
How a Liquidation Works
Steps SIPC takes to recover customer assets when a brokerage firm fails financially.
How The Claims Process Works
What happens when you file a claim.
For Investors
How We Protect You
SIPC has recovered billions of dollars for investors. Our job is to recover missing cash or securities if your brokerage firm has gone out of business.
What is SIPC?
A brief introduction
Watch a short video
When SIPC Gets Involved
SIPC steps in when a brokerage firm fails financially, and assets are missing from customer accounts.
What SIPC Protects
SIPC protects customer assets when a SIPC-member brokerage firm fails financially.
Investors with Multiple Accounts
Understand how SIPC protection works if you have multiple accounts.
Investor FAQs
Find answers to your questions.
Fraud Alerts
See our latest fraud alerts to protect yourself.
Protecting Yourself Against Fraud
Steps you can take to protect yourself from fraud.
SIPC Annual Report
The year in review.
Brochures
Download or view SIPC brochures here.
For Member Firms
For Member Firms
SIPC member brokerage firms can find information here about filing requirements, the SIPC assessment, and the SIPC logo.
Member Information
Guidelines and tools for SIPC member brokerage firms.
Assessment Rate